AllianceBernstein - Wikipedia, The Free Encyclopedia
Alliance Capital was founded in 1971 when the investment management department of Donaldson AllianceBernstein acquires SunAmerica alternative Bernstein Launches Web 'Microsite' on Advice about Selling a Business; February 2012 – Further lay-offs continue bringing ... Read Article
Sun Life Financial - Wikipedia, The Free Encyclopedia
Financial Services, Financial planning and advice, Life insurance, Health insurance, dental insurance, disability insurance, Investments and retirement savings: Investment Funds Institute of Canada’s Investor Education Award for My Retirement Café website; ... Read Article
Investment Management/ ERISA Fiduciary Alert - K&L Gates
As an eligible investment advice arrangement only if the model: • applies generally accepted investment theories SunAmerica advisory opinion (AO 2001-09A), should continue to be compliant with ERISA. However, only eligible investment advice ... Retrieve Document
SunAmerica Focused Q1 Technology Portfolio
SunAmerica Focused Technology Portfolio Q1 3.31.12 CLASS SYMBOL NUMBER CUSIP A STNAX 346 86703Y591 B STNBX 546 86703Y542 C STNTX 746 86703Y534 This list does not constitute investment advice nor an offer to purchase or sell any particular security. ... Retrieve Full Source
Affordable Housing - Wikipedia, The Free Encyclopedia
SHSC manages and provides investment advice to housing providers on capital reserves valued at more than $390 million. Working closely with other housing sector organizations and non-governmental organizations, ... Read Article
Regulatory Brief: DOL Issues Final Participant advice Regulations
Investment advice. The Final Regulation strongly underscores the DOL’s recognition of the benefits of participant advice programs (SunAmerica opinion). This advisory opinion confirmed that offering advice using a computer model program ... Content Retrieval
Key Fiduciary Issues For 401 (k) Plans In 2003
See the DOL’s SunAmerica Advisory Opinion at www.reish.com/pa/ benefits/2001-09A.pdf. Investment Providers as Co-Fiduciaries The primary plan fiduciary (e.g., plan sponsor officers or committee members) have a duty Øgive investment advice ... View Document
About Experts Sitemap - Group 38 - Page 66 2012-08-30
SunAmerica will Personal Investment & Financial Planning Q`s: IRA Rollover, annuity fund, ira rollover I cannot give you legal advice Personal Investment & Financial Planning Q`s: Rainy Day Fund Investing, canadian financial planner, stock market index ... Read Article
Fiduciary Duty Provisions Affecting Financial Services Providers
Significant departure from the SunAmerica approach, advice provided under this computer model exemption investment advice arrangement in order for plan sponsors to take advantage of this provision. IRA ... Access Full Source
PARTICIPANT LEVEL ADVICE: CURRENT LEGAL AND REGULATORY ...
Between SunAmerica and the investment expert that would allow SunAmerica to influence the investment advice to the plan sponsor or plan participants would need to proceed cautiously in responding to a plan participant’s rollover questions. ... Get Document
SunAmerica Q1 Strategic Bond Fund
SunAmerica Strategic Bond Fund Q1 3.31.12 CLASS SYMBOL NUMBER CUSIP A SDIAX 580 866918675 B SDIBX 80 866918667 C NAICX 780 866918642 This list does not constitute investment advice nor an offer to purchase or sell any particular security. Portfolio Composition ... Fetch Full Source
Congressional Support For advice Programs In The PPA
Fiduciary Reforms—Investment Advice, Fund Mapping, and Qualified Default Investment Alternatives, December 2006. Opinion 2001-09A (SunAmerica). Under SunAmerica, the DOL concluded that a fiduciary could offer investment advice as long as the ... Read Here
DOL Issues Guidance On Investment Advice In Light Of PPA ...
Investment advice arrangement is one under which either (1) (known as the SunAmerica opinion), which says that additional fees may be okay if the advice results from the application of methodologies developed, maintained and overseen by ... Access This Document
The CHAMBERplan For Retirement®
To seek the advice and counsel of their attorney or tax advisor for complete information concerning their particular circumstances. an AIG SunAmerica-affiliated investment representative • Informative, easy-to-understand investment ... Fetch This Document
Investment Advice And The Pension Protection Act Of 2006
Investment Advice and the Pension Protection Act of 2006 Jon O. Shimabukuro Legislative Attorney American Law Division Summary This report examines Section 601 of the Pension Protection Act of 2006, which participants by SunAmerica will be based solely on input of ... Read More
Summary Of Investment Advice Regulations
Summary of Investment Advice Regulations Courtesy of Davis & Harman, LLP On February 26, the Department of Labor released proposed regulations on the 2001-09A issued to SunAmerica, which involves the use of a computer model ... Visit Document
2007 01 IELD SSISTANCE ULLETIN
Renders investment advice for a fee or other compensation, direct or indirect, with respect to any moneys or other property of a plan, SunAmerica Advisory Opinion] intact as well as other pre-existing advisory opinions granted by ... View Full Source
DOL Issues Final investment advice Rules - PRS Home Page
In the “SunAmerica Advisory Opinion,” the DOL found that certain investment advice arrangements, such as The investment advice arrangement must be authorized by a plan fiduciary other than the person offering the ... Read More
ERISA For Money Managers: A Practical Workshop
• SunAmerica Letter. Affiliated Mutual Funds • PTE 77-4: – Generally not ERISA investment advice, even if advice relates to how distribution should be invested – May be different result if advisor already is fiduciary ... Read Content
Market Perspective
Source: SunAmerica and Wilshire Compass. Indices are unmanaged and cannot be invested in directly. circumstances be considered investment advice or recommendations for the buying or selling of any security or commodity. M4822M12.11 (11/12) ... Fetch This Document
SunAmerica Variable Annuities
SunAmerica Variable Annuities: investment grade fi xed income securities (bonds). nor their representatives provide tax or legal advice. Clients should contact their own tax advisor or attorney regarding their particular situation. ... Return Doc
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