Distribution And Advice In A Post-RDR World
•The proposals aim to: –address the potential for remuneration to distort consumer outcomes –improve the clarity with which firms describe investment trusts) Giving independent advice. 6 •New initial disclosure requirement ... Retrieve Doc
Financial Regulation - Wikipedia, The Free Encyclopedia
Investment Industry Regulatory Organization of Canada (IIROC) (French: Organisme canadien de réglementation du commerce des valeurs mobilières, OCRCVM) Office of the Superintendent of Financial Institutions (OSFI) Unique jurisdictions. ... Read Article
Morningstar ETF Research Synthetic ETFs Under The Microscope
The aim of this report is to illuminate the key risks, risk miti-gants, and rewards associated with synthetic replication do not constitute investment advice; (4) are provided solely for informational purposes; and (5) are not warranted to be complete, accurate or timely. ... Content Retrieval
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