AFME, BBA And ISDA Joint Response To Committee Of European ...
Opportunity to respond to the 7 th May 2010 consultation paper on CESR technical advice to the Commission in the context of the MiFID Review Investment Banking Association) and the European operation of SIFMA (the Securities Industry and ... Get Content Here
JOINT ABI AND IMA RESEARCH PAPER, 2010
Addendum to CESR‟s consultation paper on the format and content of Key Information Document disclosures August 2009, The Committee of European Securities Regulators, CESR/09-716. investment advice. ... Access Full Source
Date: 20 January 2004 Ref.: CESR/04-022
Provision of investment advice and conflicts of interest. The first step in CESR’s consultation process begins today with the launch of a call Consultation based on Concept Paper, in particular transaction reporting and co-operation ... Retrieve Content
UCITS Management Company Passport - Solicitors Dublin, Irish ...
Companies has not been free from doubt. In January 20051, the Committee of European Securities Regulators fund administrators, law firms and industry bodies). A consultation paper containing draft advice was issued in September, the rules on investment policies and restrictions, ... View Doc
Response To CESR’s consultation On Draft Technical advice ...
Criterion of what constitutes investment advice is whether or not correspondence is based on the analysis of an individual‟s investment needs. Contact Person: paragraphs 174 and 175 of the consultation paper, CESR does not provide any justification for modifying the current regime. ... Access Document
CESR’s Issues Paper Can Hedge Fund Indices Be Classified As ...
• contributions from some members of the CESR Investment Management Expert CESR's final advice on eligible assets set out in detail its views on the criteria that should be consultation paper CESR approves and publishes the final paper ... Get Doc
CESR’s Technical advice To The European Commission On Level ...
The advice has been prepared by the Investment Management Expert Group, which is chaired by Mr Lamberto Cardia, Chairman of the Italian securities mandate, CESR noted in the consultation paper published in September that it would ... Get Content Here
International Swaps And Derivatives Association International ...
London Investment Banking Association Swedish Securities Dealers Association Second part of Response to CESR’s June 2004 consultation paper (CESR/04-261b) on advice on possible implementing measures of the Directive 2004/39/EC on Markets in Financial Instruments ... Fetch This Document
Asset Management And Investment Funds Briefing A Summary Of ...
CESR . has issued technical advice to the European Commission on informed investment decision. In its consultation paper complex three sides of A4 sized paper are permitted). CESR’s consultation on the layout of the KIID suggests the use of ... Retrieve Here
CP06/4: Implementing MiFID For Firms And Markets
Copies of this Consultation Paper are available to download from our Committee of European Securities Regulators (CESR), were finally agreed by the • upgrades investment advice to an investment service that can be passported in ... Read Content
EHP Newsletter Ocober 2008
Advice to CESR on the UCITS management company passport Read more on page 4 4. CESR consultation paper on “Risk management principles for Luxembourg, Investment, OPC, UCIs, UCITS, CSSF, CESR Created Date: ... Fetch Content
CESR S Technical advice To The European Commission On The ...
Preparatory work within CESR, a consultation paper was published on 8 July 2009 (Ref. CESR/09-624) to which 26 responses were received. These management or investment advice, provided by a management company18, CESR recommends ... Access Doc
CESR’S RECOMMENDATIONS - AMF - Autorité Des Marchés ...
On June 2004 CESR published a consultation paper on its proposed recommendations for the consistent Papers already published by CESR which are relevant to this paper are : • CESR’s Advice investment undertaking and the methodology to be employed in pursuing that strategy, ... Document Retrieval
In This Issue, We Discuss The New Disclosure Document To Be ...
Framework for retail investment funds, 6 CESR consultation paper: Technical issues relating to Key Information Document (KID) CESR’s draft Level 2 advice in its consultation paper (8th July 2009) and addendum (4th August 2009) on ... Visit Document
Integrity - Arthur Cox | Solicitors, Lawyers, Legal Services ...
Issued a consultation paper entitled “CESR’s Guidelines on Specific legal advice should UCITS based on the risk profile and investment strategy of the UCITS. CESR states that strategies that directly fit into the relative ... View Document
January 2011 InVest - AG Home - Addleshaw Goddard
CESR Consultation Paper: Guidelines on Risk Measurement and the Calculation of Global Exposure . for certain types of structured UCITS. - investment advice or discretionary management services to retail customers. It follows on from the ... Get Doc
Slaughter And May
One fundamental point, which was raised by some of the respondents to the CESR consultation paper from investment advice, as an issuer of securities will never be acting in the capacity of an investor in relation to its own securities. ... Fetch This Document
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