Sunday, October 6, 2013

Dol Investment Advice Regulations 2011

ERISA Audit Enhancement Program From CJM Fiscal - YouTube
Trustees and business owners regarding New Department of Labor 401k Regulations and would welcome the opportunity to work with you. 2:00 Watch Later Error June 2011 Fee Disclosure Deadline Extentions by 6:00 Watch Later Error Investment Advice Regulations ... View Video

Unemployment Extension
2011”. (4) Section 5 of the Unemployment Compensation Extension Act of 2008 (Public Law 110-449; 26 U.S.C. 3304 note) is amended by striking “July 31, 2010” and inserting “May 31, 2011”. thanks for any advice richard ... Read Article

Nonqualified Deferred Compensation - Wikipedia, The Free ...
No DOL Regulations. Top Hat regulations are apparently not a priority with the DOL. DOL has announced that it is discontinuing its efforts to develop regulations. The announcement does not indicate whether the regulations project has been permanently withdrawn. ... Read Article

The Fiduciary Trend: The Combined Effects Of The Proposed ...
Uploaded by fi360 on Jun 20, 2011. A discussion of the DOL's new proposed regulation on fiduciary investment advice and the DOL's 408(b)(2) regulation. How the DOL's 408(b)2 Regulations will impact Plan Sponsors & 401(k) ... View Video

Small Business Add Value For Employees Act
Conversion to be split between 2011 and 2012. Both the Roth 401(k) Go to Section III of this report for a discussion of the new DOL proposed investment advice regulations. EBRI 2010 Retirement Confidence Survey Report Released The Employee Benefit Research Institute ... Read Here

THE DEBATE CONTINUES: BROKER- DEALER FIDUCIARY DUTIES
– DOL Final Rule on PPA investment advice • December 2011 - DOL requests client financial data from financial industry trade groups PROPOSED REGULATIONS • Investment Advice Fiduciary cannot recommend a product that pays more compensation than ... Retrieve Content


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