Investment Advice Diploma Exam Dates

Diploma In Regulated Financial Planning - The Chartered ...
Note: Before the day of the exam, of financial advice? A. Advice to vulnerable individuals only. B. Advice to all individuals. A. the asset mix of the fund will be adjusted automatically on pre-determined dates. ... Access Doc

Cisi.org/qrf to ensure that you receive your exam results and certificate. forthcoming dates. Careers Centre Investment Advice Diploma Level 4 Diplomas in: Derivatives Private Client Advice Securities Investment ... Read Content

PTHWAYSA TO RDR COmPLIANCE - Jersey International Business ...
–

Cisi Investment Advice Diploma (iad)

CHRISTOPHER NORTHWAY LLB (Hons), LLM, MCSI Education ...
2012 CISI Diploma in Investment Compliance, PASS, Chartered Institute for Securities & Investment, London (RDR Ready) - Level 3 FSA Financial Regulation Certificate - Level 4 Investment Advice Diploma (IAD). 2011 – 2012 LLM Legal Professional Practice, 2.1, BPP Law School Holborn, ... Visit Document

The CISI LEVEL 4 Investment Advice Diploma Programme
The IAD is the CISI’s new qualification specifically developed to comply with the new examination standards of the RDR. It appears on THE CISI INVESTMENT ADVICE DIPLOMA PROGRAMME 8 cisi.org % +44 (0)20 7645 0680 * clientservices@cisi.org ... Retrieve Here

BENCHMARK
Investment Advice Diploma (IAD) 17 Fee Schedule 19 Managed Training Services System (MTS) 20 Further Qualifications 24 Global Presence 26 (CISI Level 4 Investment Advice Diploma) The IAD has been developed to provide employees advising and/ ... Access Full Source

PTHWAYSA TO RDR COmPLIANCE - Jersey International Business ...
CISI Investment Advice Diploma (IAD) The IAD has been developed to provide employees advising and/or dealing in Securities or Derivatives, and employees advising on Packaged Products with the knowledge and skills required for their job roles. ... Get Doc

Investment Advice Diploma
Investment Advice Diploma What is the Investment Advice Diploma (IAD) ? The IAD provides a sound grounding in UK financial cisi.org/iad +44 20 7645 0680 clientservices@cisi.org Step 1: Register online at cisi.org/register Step 2: Book your exams: ... Doc Retrieval

THE PENSIONS MANAGEMENT INSTITUTE ADVANCED DIPLOMA IN ...
Chartered Institute of Securities and Investment (CISI) Investment Advice Certificate (IAC) Investment Advice Diploma (IAD) FSA Regulation and Professional Integrity; OR Investment Principles and Risk 100 (205) 110 (306) OR 100 (206) CFA UK ... Retrieve Content

investment advice diploma Cp
Who should study for the Investment Advice diploma (IAd)? The IAD has been developed to provide employees advising and/or dealing in Securities or Derivatives, CISI Diploma Certificate in Private Client Investment Advice & Management** Global ... Fetch Document

CISI Investment Advice Diploma (IAD)
CISI Investment Advice Diploma (IAD) July to December 2012 COURSE TIMES: Full day: 9:00am - 5:00pm Individual Packages July August September October November December £ Fee (inc VAT) ... View Document

Core Modules apply to all retail investment advisers a) Financial Services, regulation and ethics b) CII Diploma in Financial Planning - Securities and Derivatives IAD CISI. The SPS Application Process Oliver Taylor, ... View This Document

Financial Services Authority Approval
Financial Services Authority Approval . The CISI Investment Advice Diploma has been approved by the Financial Services Authority as covering off the core RDR exam standards and the Activity Advice standards for a number ... Read Full Source

Investment Advice Diploma
Investment Advice Diploma 5 October 2011 cisi.org John O’Keeffe, Head of Educational Development Chartered Institute for Securities & Investment . What is the Investment Advice Diploma? The IAD has been developed to provide employees advising and/or ... Return Doc

Professional Qualifications
Passing the CISI Investment Advice Diploma (IAD) programme is one way to prove the competence required to achieve ‘approved person’ status; a crucial step in moving your career forward in the securities and derivatives market. ... Document Viewer

RDR Compliant Routes For Retail Advisers
RDR Compliant Routes for Retail Advisers If you Advise on Securities and/or Derivatives Yes Do you hold the CISI Level 4 Investment Advice Diploma (IAD), with Technical Modules advised by ... Fetch Here

Investment Advice Diploma (IAD) c.60% CISI global pass rate for core papers Higher pass rates for individual papers . RDR Journey Ahead (1) Initial and ongoing knowledge-The Qualifications (2) Qualification Gap-fill (3) CPD 2013 and Beyond ... Content Retrieval

Www.jerseyibs.com 2011 NEW CoursEs ANd ProfEssioNal ...
Investment Advice Diploma (IAD): 3 Papers The IAD is the CISI’s qualification specifically developed to comply with the new examination standards of the RDR. Investment Business CISI Private Client Investment Advice & Management (PCIAM) ... Content Retrieval