Constitutes Investment Advice

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No material here constitutes "Investment advice" nor is it a recommendation to buy or sell any financial instrument, including but not limited to stocks, commodities, corporation, options, bonds, futures, or intrinsically valueless Federal Reserve Notes. ... View Video

How To Amass The First $100,000 - Secrets To Help You Build ...
Of course, laws and customs vary by state, region, and country, so none of this constitutes investment, tax, or legal advice and you need to consult your appropriate professional to ensure that a particular strategy, structure or course of action is right for you. ... Read Article

Donor Advised Fund - Wikipedia, The Free Encyclopedia
Donor Managed Investment Account; Foundation (charity) Endowment tax; References. External links. National Philanthropic Trust, Elfreena Foord, Stock Donator ; Topics related to charity. Main topics: Philanthropy; Alms; Tzedakah; Zakat; Sadaqah; Tithe; Altruism; Gift; Donation ... Read Article

ICICI Prudential Dynamic Plan Fund Objective Key Information ...
Constitutes investment, legal, accounting and tax advice or a representation that any investment or strategy is suitable or appropriate to the investor's specific circumstances. constitutes investment, legal, ... Fetch Doc

Investment Advice And The Pension Protection Act Of 2006
He knows or should know that such transaction constitutes a direct or indirect furnishing of goods, services, or facilities between the plan and a party in interest.10 The act also investment advice arrangement.25 However, the plan sponsor or other person who is a ... Access Document

04-0191PWS Capabilities Rl3
4Neither UBS Global Asset Management nor its affiliates provide tax advice on client accounts. Consult your tax advisor. herein constitutes investment, legal and other advice. For more information, contact your Financial Advisor, visit us at ... Get Content Here

Disclosure - Welcome To Asset Planning Corporation: A Piece ...
Advice may only be rendered after the delivery of Form ADV-Part II and the execution of an investment advisory and/or financial planning agreement by the Nothing contained on the APC website constitutes investment, financial, legal, tax or other advice ... Get Document

Document constitutes investment, legal, accounting or tax advice, or a representation that any investment strategy is suitable tax or investment advice. The information contained in this Section may be subject to change in the future. 22. ... Document Viewer

Nothing contained herein constitutes investment, legal, tax or other advice nor is it to be solely relied on in making an investment or other decision.The fund is a sub-fund of GAM Star Fund plc. GAM Star Fund plc is an umbrella fund with segregated liability between sub- ... Doc Retrieval

Constitutes investment business or persons soliciting other persons in the BVI for the purpose of offering to provide a service that comprehensive or to render legal advice. Title: Securities and Investment Business Act 2010 QA - new brand doc.DOC ... Document Viewer

Selling Away - Wikipedia, The Free Encyclopedia
Selling away often involves investment securities that are in the form of a private placement or other non-public investment NASD said that “the receipt of selling compensation alone constitutes participation in the transactions for purposes of Rule 3040. ... Read Article

ING U.S. Hires David Bedard To Lead Fixed Annuities Business
WINDSOR, Conn., Jan. 10, 2013 /PRNewswire/ -- ING U.S. announced today that it has hired David Bedard as president of its Annuities business segment.  This segment, part of ING U.S.'s Retirement Solutions ... Read News

Investment Advisor Code Of Ethics - ShenkmanLaw.com
Planning advice to clients constitutes providing investment advice to clients that is not merely incidental to the provision of estate planning services, may not be clear. It is the belief of MMSPC that any investment ... Retrieve Doc

Gold Seeker Closing Report: Gold And Silver Gain About 1%
Gold climbed to as high as $1678.83 by about 10:30AM EST and ended with a gain of 0.94%. Silver surged to as high as $30.926 and ended with a gain of 1.45%. ... Read News

Nothing contained herein constitutes investment, legal, tax or other advice nor is it to be solely relied on in making an investment or other decision.The fund is a sub-fund of GAM Star Fund plc. GAM Star Fund plc is an umbrella fund with segregated liability between sub- ... Fetch This Document

FinancialCounsel.com: Articles: Investment: Variable Annuity ...
Investment advice. Always consult an attorney and/or investment advisor when building and It is neither intended to nor constitutes either legal advice or investment advice. Always consult an attorney and/or investment advisor when building and ... Get Content Here

PAIF^ (%) INdex^^ (%)
Nothing contained here constitutes investment advice or should be relied on as such. The past performance of PAIF is not necessarily indicative of its future performance. The prospectus for PAIF is available and may be obtained from State Street Global Advisors Singapore ... Return Document

Investment Banking - Wikipedia, The Free Encyclopedia
An investment bank is a financial institution that assists individuals, (who consume the products and services of the sell-side in order to maximize their return on investment) constitutes the "buy side". Research also serves outside clients with investment advice ... Read Article

Property Investment Reports
I understand that nothing in the Report constitutes Financial Planning, Investment or Tax advice and take Always seek specialist accountant advice. Depreciation of furniture, fixtures and fittings (chattels) Note 2 ... Read Content

Global Economics Daily
Nothing in this report constitutes investment, legal, accounting or significant advice or investment services in relation to the investment concerned or a related investment. Additional information is, subject to duties of confidentiality, available on request. ... Retrieve Content

The DOL’s 408(B)(2) Regulation: Impact On Registered ...
> If they provide “direct” investment advice (discretionary or nondiscretionary) as if he knows or should know that such transaction constitutes a direct or indirect…(C) furnishing of goods, services or facilities between the plan and a ... Document Viewer

CREATING SUSTAINABLE VALUE
Advice of any kind. By acceptance of these materials, each recipient agrees not this Presentation constitutes investment, legal, tax, regulatory, accounting or other advice of any kind. By acceptance of these materials, each recipient agrees not ... Doc Viewer

Weekly Calls - Share Market | Stock Market | Online Trading ...
Nothing in this report constitutes investment, legal, accounting and tax advice or a representation that any investment or strategy is suitable or appropriate to your specific circumstances. The securities discussed and ... Doc Viewer

Royal Bank Of Scotland Group PLC RBS Plc US$ Cash -3-
TIDMRBS TIDM07IE RNS Number : 3045V Royal Bank of Scotland Group PLC 10 January 2013 NOT FOR RELEASE, PUBLICATION OR DISTRIBUTION IN OR INTO, OR TO ANY PERSON RESIDENT AND/OR LOCATED IN, ANY JURISDICTION WHERE SUCH RELEASE, PUBLICATION OR DISTRIBUTION IS UNLAWFUL (SEE "OFFER AND DISTRIBUTION RESTRICTIONS" BELOW) JANUARY 10, 2013 THE ROYAL BANK OF SCOTLAND PLC CASH TENDER OFFER FOR CERTAIN U.S ... Read News

MAGELLAN C
Nothing herein constitutes investment, legal or other advice and is not to be relied upon in making an investment decision. You should obtain specific professional advice before making any investment decision. The fund is aimed at investors with a long-term investment horizon. ... Get Content Here

NEUBERGER BERMAN ATTRACTS $10 BILLION FROM NEW INSTITUTIONAL ...
This material is presented solely for informational purposes and nothing herein constitutes investment, legal, accounting or tax advice, or a recommendation to buy, sell or hold a security. Three, five and ten year Assets Under Management ... Retrieve Full Source

Presentación De PowerPoint
Constitutes investment, legal, accounting or tax advice, or a representation that any investment or strategy is suitable or appropriate to your individual advice based on the taxpayer's particular circumstances from an independent tax advisor. 2 Disclaimer . 3 2 ... Get Document

120914 - Pump Bernanke Pump! - YouTube
No material here constitutes "Investment advice" nor is it a recommendation to buy or sell any financial instrument, including but not limited to stocks, commodities, corporation, options, bonds, futures, or intrinsically valueless Federal Reserve Notes. ... View Video