Sunamerica Investment Advice

SunAmerica Variable Annuities
SunAmerica Variable Annuities: investment grade fi xed income securities (bonds). nor their representatives provide tax or legal advice. Clients should contact their own tax advisor or attorney regarding their particular situation. ... Retrieve Full Source

Key Fiduciary Issues For 401 (k) Plans In 2003
See the DOL’s SunAmerica Advisory Opinion at www.reish.com/pa/ benefits/2001-09A.pdf. Investment Providers as Co-Fiduciaries The primary plan fiduciary (e.g., plan sponsor officers or committee members) have a duty Øgive investment advice ... Retrieve Doc

Congressional Support For advice Programs In The PPA
Fiduciary Reforms—Investment Advice, Fund Mapping, and Qualified Default Investment Alternatives, December 2006. Opinion 2001-09A (SunAmerica). Under SunAmerica, the DOL concluded that a fiduciary could offer investment advice as long as the ... Access Content

Contact
AIG SunAmerica Retirement Markets, Inc. 21650 Oxnard Street, Woodland Hills, CA 91367 investment gains to create an income stream that can only increase with the market and never decline due to Neither AIG SunAmerica nor its representatives provide tax or legal advice. ... View Full Source

Maurice R. Greenberg - Wikipedia, The Free Encyclopedia
Greenberg was both a social friend and client of Henry Kissinger, utilising his consultancy, Kissinger Associates, for advice and operations in a number of countries, SunAmerica: AGLA; Advisor Group; American General; USLIFE; VALIC; Western National; Financial services: AIG Financial Products; ... Read Article

ERISA For Money Managers: A Practical Workshop
• SunAmerica Letter. Affiliated Mutual Funds • PTE 77-4: – Generally not ERISA investment advice, even if advice relates to how distribution should be invested – May be different result if advisor already is fiduciary ... Doc Retrieval

SunAmerica Focused Q1 Technology Portfolio
SunAmerica Focused Technology Portfolio Q1 3.31.12 CLASS SYMBOL NUMBER CUSIP A STNAX 346 86703Y591 B STNBX 546 86703Y542 C STNTX 746 86703Y534 This list does not constitute investment advice nor an offer to purchase or sell any particular security. ... Access Doc

Investment Advice And The Pension Protection Act Of 2006
Considered whether SunAmerica would violat e ERISA if investment advice was provided through a program involving a computer model that applied a methodology developed, investment advice arrangement.25 However, the plan sponsor or other person who is a ... Fetch Here

PARTICIPANT LEVEL ADVICE: CURRENT LEGAL AND REGULATORY ...
Between SunAmerica and the investment expert that would allow SunAmerica to influence the investment advice to the plan sponsor or plan participants would need to proceed cautiously in responding to a plan participant’s rollover questions. ... Document Retrieval

2007 01 IELD SSISTANCE ULLETIN
SunAmerica Advisory Opinion] intact as well as other pre-existing advisory opinions granted by investment advice provided to a particular plan participant or beneficiary, the Department believes that fiduciaries selecting advisory programs are subject to ... Fetch Full Source

DOL Issues Guidance On Investment Advice In Light Of PPA ...
Investment advice arrangement is one under which either (1) (known as the SunAmerica opinion), which says that additional fees may be okay if the advice results from the application of methodologies developed, maintained and overseen by ... Document Viewer

Regulatory Brief: DOL Issues Final Participant advice Regulations
SunAmerica in 2001 (SunAmerica opinion). This advisory opinion confirmed that offering investment advice alternatives are designed to follow the requirements set forth in the DOL’s Final Regulation as well as existing ... Doc Retrieval

SunAmerica Q1 Strategic Bond Fund
SunAmerica Strategic Bond Fund Q1 3.31.12 CLASS SYMBOL NUMBER CUSIP A SDIAX 580 866918675 B SDIBX 80 866918667 C NAICX 780 866918642 This list does not constitute investment advice nor an offer to purchase or sell any particular security. Portfolio Composition ... Read Content

DOL Issues Final investment advice Rules - PRS Home Page
Therefore, arrangements such as those that rely on the “SunAmerica Advisory Opinion” (Advisory Opinion 2001-09A) are still valid. The investment advice arrangement must be authorized by a plan fiduciary other than the person offering the ... View Doc

Investment Management/ ERISA Fiduciary Alert - K&L Gates
As an eligible investment advice arrangement only if the model: • applies generally accepted investment theories SunAmerica advisory opinion (AO 2001-09A), should continue to be compliant with ERISA. However, only eligible investment advice ... Access Full Source

About Experts Sitemap - Group 38 - Page 66 2012-08-30
SunAmerica will Personal Investment & Financial Planning Q`s: IRA Rollover, annuity fund, ira rollover I cannot give you legal advice Personal Investment & Financial Planning Q`s: Rainy Day Fund Investing, canadian financial planner, stock market index ... Read Article

Gary Parr - Wikipedia, The Free Encyclopedia
He has focused on providing strategic advice to financial institutions and has brokered many of the largest Kuwait’s investment in Citigroup, China Investment Corp.’s investment in Morgan Stanley, the merger of AIG ’s purchase of SunAmerica, Dean Witter Discover’s ... Read Article

Market Perspective
Source: SunAmerica and Wilshire Compass. Indices are unmanaged and cannot be invested in directly. circumstances be considered investment advice or recommendations for the buying or selling of any security or commodity. M4822M12.11 (11/12) ... Doc Retrieval

Century City, Los Angeles - Wikipedia, The Free Encyclopedia
SunAmerica Center; Aerial view of the Century City neighborhood; Fox Studios still occupies the lower left quadrant. Century City Skyline as seen from Runyon Canyon Park. Feb. 19th, 2006. View of the Century City skyline from the Getty Center. ... Read Article

Summary Of Investment Advice Regulations
2001-09A issued to SunAmerica, which involves the use of a computer model investment advice must be implemented “solely at the direction of the recipient of the advice.” Thus, as expected, this guidance appears to be inapplicable to managed ... Access This Document

The CHAMBERplan For Retirement®
To seek the advice and counsel of their attorney or tax advisor for complete information concerning their particular circumstances. an AIG SunAmerica-affiliated investment representative • Informative, easy-to-understand investment ... Read More

Fiduciary Duty Provisions Affecting Financial Services Providers
Significant departure from the SunAmerica approach, advice provided under this computer model exemption investment advice arrangement in order for plan sponsors to take advantage of this provision. IRA ... Visit Document