Citigroup Investment Advice

Global Wealth ConsultinG Group At Citi Personal Wealth Management
Citi Personal Wealth Management is a business of Citigroup Inc., which offers securities through Citigroup Global Market Inc. (“CGMI”), member SIPC. • Investment Advice Insurance • Trust Services • Philanthropic Services Business oWner serviCes • Capital Strategies Group • Borrowing ... Retrieve Doc

Part 2A Of Form ADV: Firm Brochure CITIGROUP GLOBAL MARKETS ...
"investment advice," as defined by ERISA and/or the Code, as amended, with respect to such assets and does not have a responsibility to do so supervisory policies and procedures related to Citigroup Investment Research (“CIR”) electronic ... Retrieve Full Source

Regulatory & Legislative Update
They receive advice about securities; and (iii) investors do not readily distinguish between an RIA’s fiduciary standard and a broker-dealer’s suitability standard. As a result, the study and Citigroup is not providing investment, tax ... View Doc

Citigroup - Home « Arthur W. Page Society Arthur W. Page Society
Charles Prince became the next Citigroup CEO after Weill. His advice for Prince, “Don’t screw (the legacy) up.” 4 Charles Prince – Maintaining the Legacy investment banking operations from the research operations of the company. ... Read Here

Citi Personal Wealth Management
"investment advice," as defined by ERISA and/or the Code, as amended, with respect to such assets and does not have a responsibility to do so. supervisory policies and procedures related to Citigroup Investment Research (“CIR”) electronic ... Doc Retrieval

Private Equity: Regulatory Arbitrage?
Investment advisers, who provide advice solely to private funds, including private equity funds, with $150 million or more in but Citigroup does not warrant its accuracy or completeness. Information provided may be a summary or translation. ... Get Doc

Socially Responsible Investing Sitemap - Page 1 2013-01-04
An Investment Stategist's Outgoing Advice Citigroup is reportedly planning on raising salaries to its employees by as much as 50 percent as a way to offset smaller annual bonuses. “Bonus,” as it relates SEC Requires Say-On-Pay For TARP Firms ... Read Article

Bad Credit - Getting A Home Loan With Bad Credit - Home ...
Weintraub's Real Estate Advice You Won't Find Anywhere Else on the Web. Buy or Wait in a Down Market? Finishing a Basement for Resale; Investment Properties; Market Facts & Trends; Second Homes; Home Styles; Real Estate Vendors; Home Buying / Selling. About.com; Home; ... Read Article

Analyst Insight: Citigroup Upgraded Entertainment Properties ...
7/1/2010- Citigroup analysts upgraded Entertainment Properties Trust (NYSE: 3:52 Watch Later Error Paul See Investment Time Horizon and Risk Profile by prioritywealthgroup 272 views; 1:33 Watch Later Error Investment Advice : ... View Video

Global Markets Perspective
On the views and analysis of Citigroup Investment Research and Citigroup Global Markets Inc. Euro Money Market Funds / Cash Deposits UNDERPERFORM investment should seek independent advice on the suitability or otherwise of the particular investment. ... Fetch Full Source

Statement Of Morgan Stanley Smith Barney LLC And Citigroup ...
• providing investment advice to investment advisory clients of Morgan Stanley Smith Barney. • determining whether any investment advice or recommendation given to you Citigroup Global Markets Inc. Responsibilities . Created Date: ... Retrieve Doc

Citi
Citigroup Inc. (NYSE symbol: C) broad range of financial products, advice and services, including consumer banking and finance, corporate and investment banking, securities brokerage, wealth management and alternative investments ... Access Doc

Investment Management Review
Funds, says Alexis Calla, Global Head of Investment Products and Advice, Global Consumer Bank, Citi. One is the shift to transparency and simplicity on the part of and Citigroup is not providing investment, tax accounting or legal advice. ... Get Content Here

Private Fund Advisers: Compliance Program Considerations
Represent the view or opinion of Citigroup or any affiliate and are not intended to be legal advice. Many managers of private equity funds and hedge funds (the “Private investment advice on behalf of the investment adviser and is subject to ... Access Document

Citigroup Annual Australian Investment Conference Sydney 25 ...
Important Notice This presentation does not constitute investment advice, or an inducement or recommendation to acquire or dispose of any securities in Origin, in any jurisdiction (including the USA). ... View Doc

These Low Volume ETFs Could Thrive In 2013
The case for some low volume ETFs was bolstered a bit on Friday when the the Wall Street Journal examined the debate . As has been previously noted, investors, both professional and retail ... Read News

Broker-Dealers As Fiduciaries?
Broker-Dealers as Fiduciaries? How the SEC Staff’s Study Could Raise the Bar for Investment Advice Andrew Clipper Managing Director — Wealth Management Services ... Get Document

Jobs Council Backs Visas For Entrepreneurs
The traditional program requires a $1 million investment. The job council’s mandate is “to provide non-partisan advice to the president on continuing to strengthen the TIAA-CREF CEO Roger Ferguson, MIT/Harvard Broad Institute director Eric Lander, Citigroup chairman Richard ... Read Article

An Interview With Adrian Weiss, Citi Global Consumer Group At ...
Adrian Weiss, Head, EMEA Investment Products & Advice, 2:11 Citigroup Center by kerryay 2,521 views; 3:44 The ultimate customer service story is inspiring by RossShafer 102,839 views; 1:47 Angry customers at Target! by SICnessJJ1 19,351 views; ... View Video

User:Natalie McPeek - Wikipedia, The Free Encyclopedia
In 1972, it was registered as an investment adviser with the Securities and Exchange Commission(SEC). With over 500,000 active readers, Weiss Research is one of the most widely read investment newsletter publishers in the U.S. (eight years prior), and Citigroup(110 days prior). ... Read Article

CITIGROUP, INC. CITICORP INVESTMENT SERVICES, INC. CITIGROUP ...
INVESTMENT SERVICES, INC.; CITIGROUP GLOBAL MARKETS, INC., for Appellants, v. ANTHONY AMODIO, Appellee. Some time later, he sought advice from representatives of CitiGroup as to the wisdom of having nearly his entire holdings in WorldCom ... Fetch Content

Citigroup: RBS Americas - Investor Relations For The Royal ...
Investment advice. Information in this presentation relating to the price at which investments have been bought or sold in the past Citigroup and JPMorgan/Chase) as well as regional banks with a similar profile to Citizens (Wells Fargo, US Bancorp, BB&T, Fifth Third, KeyCorp, Comerica, ... Retrieve Content

DiversifieD Wealth ADvisors Group At Citi Personal Wealth ...
Advice and objective investment recommendations by tapping a variety of key platforms • investment Committee • Citi Personal Wealth Management Advisor * Citigroup Inc. and its affiliates do not provide tax or legal advice. To the extent that ... Read Here

CITI PRIVATE ADVISORY, LLC
Provides investment advice to separately managed accounts (―Managed Accounts‖) on either a fully discretionary or non-discretionary basis. from the investment banking businesses of Citigroup. Citi Advisory’s compensation, including . 25 ... Document Retrieval

The Resurgence Of Collective Trust Funds In The U.S. Market
Service marks of Citigroup Inc. or its affiliates, used and registered throughout the world. All other trademarks are the property of their respective owners. Citigroup is not providing investment, tax accounting or legal advice. ... Get Document

Shaffer Consulting Group Receives Prestigious Award At ...
Citigroup Inc. (NYSE symbol: C) [November 9, 2007] Shaffer Consulting Group Receives Prestigious Award at Premier Advisor Council Sponsored by Consulting Group investment advice to help his clients manage, preserve, and grow both their portfolios ... View Document