Dol Investment Advice 2010

Fiduciary Adviser Audit Requirements
February 26, 2010 the DOL proposed regulations in specific areas of 408(g) to expand this goal to include providers with a conflict of interest and SPRING 2010:: 3 investment advice or for the sale, holding or acquisition of any security or other property ... Return Doc

IRS Tax Forms - Wikipedia, The Free Encyclopedia
For 2009 and 2010 there is an additional form, Schedule M, due to the "Making Work Pay" provision of the American Recovery and Reinvestment Act of 2009 ("the stimulus"): Starting in 2009, all Forms 5500 must be filed electronically on the website of the Department of Labor. ... Read Article

Stay Current DOL Proposes New ERISA Rule To Expand The ...
On October 21, 2010, the Department of Labor (the “DOL”) issued a new proposed regulation (the investment advice for compensation (and, therefore, fiduciaries) by reason of providing routine stock buy and sell recommendations to plan fiduciaries. ... Return Doc

DOL Proposes A Re-Definition Of The Term Fiduciary
On October 21, 2010 the Department of Labor (DOL) proposed a revision to regulations defining the term "fiduciary" for purposes of ERISA. investment advice relationships that give rise to fiduciary duties on the part of the investment ... View Doc

WHAT’S UP IN WASHINGTON, EFFECTS ON YOU AND YOUR CLIENTS
The second iteration of the DOL’s investment advice regulations, which were officially proposed on March 2, 2010 (the “Newly Proposed Regulations”), were actually unveiled a week 2010, the DOL announced in its Spring 2010 Semiannual Regulatory ... Read More

Women In Business Sitemap - Page 8 2013-01-06
The FTC also posts warnings about latest investment scams, franchise scams, and work-at-home scams. In April 2010, The DOL is pushing for new rules that would require employers to pay minimum wage and overtime to 2 million in-home adult care givers. ... Read Article

TCRS 2010-09: DOL Proposes To Amend Definition Of Fiduciary ...
On October 22, 2010, the Department of Labor (DOL) published proposed regulations that, upon adoption, investment advice: (i) a person renders investment advice with respect to moneys or other property of a ... Retrieve Document

ERISA Compliance And New Labor Department Regulations
Department of Labor Changes for 2010 Retirement Regulatory Initiatives Department of Labor (DOL) adds 75 new staff members to its examination and f tdiii – Providing investment advice and “cross-selling” additional products, services ... Access Document

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